-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dhf26a4++w+LJw2TC+C1rCxgnKTDRquxpn0we7kCzkUG+7A+J+isku+7mNWmpNxw HR3J3COONNVBQWAT0QZrTA== 0001130381-11-000004.txt : 20110215 0001130381-11-000004.hdr.sgml : 20110215 20110214214713 ACCESSION NUMBER: 0001130381-11-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VIRCO MFG CORPORATION CENTRAL INDEX KEY: 0000751365 STANDARD INDUSTRIAL CLASSIFICATION: PUBLIC BUILDING AND RELATED FURNITURE [2531] IRS NUMBER: 951613718 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38401 FILM NUMBER: 11612189 BUSINESS ADDRESS: STREET 1: 2027 HARPERS WAY CITY: TORRANCE STATE: CA ZIP: 90501 BUSINESS PHONE: 3105330474 MAIL ADDRESS: STREET 1: P O BOX 44846 CITY: LOS ANGELES STATE: CA ZIP: 90044 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WEDBUSH, Inc. CENTRAL INDEX KEY: 0001130381 IRS NUMBER: 953565499 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2136888080 MAIL ADDRESS: STREET 1: 1000 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: E CAPITAL CORP DATE OF NAME CHANGE: 20001221 SC 13G/A 1 virc2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE13G/A Under the Securities Exchange Act of 1934 (Amendment No__5__)* VIRCO MFG. CORPORATION - --------------------------------------------------------------------- (Name of Issuer) Common - --------------------------------------------------------------------- (Title of Class of Securities) 927651109 ----------------- (CUSIP Number) December 31, 2010 - --------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) /x/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 9 CUSIP No. 927651109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) WEDBUSH, Inc. - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 755,930(1) Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 1,409,812(2) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 755,930(1) ---------------------------------------------- 8.Shared Dispositive Power 1,724,197(3) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,724,197(3) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 12.1%(3) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- CO (1) Includes 142,280 shares of Common Stock of VIRCO MFG. CORPORATION (the "Common Stock") issuable under warrants that are currently exercisable. (2) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. (3) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. Also, includes 260,460 shares of Common Stock, and 53,925 shares of Common Stock issuable under currently exercisable warrants, that are beneficially owned by customers of Wedbush Securities, Inc., over which Wedbush Securities, Inc. has dispositive power. The reporting persons disclaim any beneficial ownership over such shares. Page 2 of 9 CUSIP No. 927651109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Edward W. Wedbush - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 434,374(1) Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 1,409,812(2) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 434,374(1) ---------------------------------------------- 8.Shared Dispositive Power 1,724,197(3) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,724,197(3) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 12.1%(3) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- IN (1) Includes 35,980 shares of Common Stock of VIRCO MFG. CORPORATION (the "Common Stock") issuable under warrants that are currently exercisable. (2) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. (3) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. Also, includes 260,460 shares of Common Stock, and 53,925 shares of Common Stock issuable under currently exercisable warrants, that are beneficially owned by customers of Wedbush Securities, Inc., over which Wedbush Securities, Inc. has dispositive power. The reporting persons disclaim any beneficial ownership over such shares. Page 3 of 9 CUSIP No. 927651109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Wedbush Securities, Inc. - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 6. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 172,262(1) Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 1,409,812(2) Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 172,262(1) ---------------------------------------------- 8.Shared Dispositive Power 1,724,197(3) - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,724,197(3) - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 12.1%(3) - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- BD (1) Includes 0 shares of Common Stock of VIRCO MFG. CORPORATION (the "Common Stock") issuable under warrants that are currently exercisable. (2) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. (3) Includes the total number of shares of Common Stock outstanding, and the total number of shares issuable under currently exercisable warrants, that are held by each of WEDBUSH, Inc., Edward W. Wedbush and Wedbush Securities, Inc. Also, includes 260,460 shares of Common Stock, and 53,925 shares of Common Stock issuable under currently exercisable warrants, that are beneficially owned by customers of Wedbush Securities, Inc., over which Wedbush Securities, Inc. has dispositive power. The reporting persons disclaim any beneficial ownership over such shares. Page 4 of 9 CUSIP No. 927651109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Wedbush Opportunity Capital, LLC - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 6. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 0 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 47,246 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 0 ---------------------------------------------- 8.Shared Dispositive Power 47,246 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 47,246 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0.33% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- OO Page 5 of 9 CUSIP No. 927651109 - -------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) Wedbush Opportunity Partners, LP - --------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) /x/ (b) / / - --------------------------------------------------------------------- 3. SEC Use Only - --------------------------------------------------------------------- 6. Citizenship or Place of Organization California - --------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 0 Beneficially by ---------------------------------------------- Owned by Each 6. Shared Voting Power 47,246 Reporting ---------------------------------------------- Person With: 7. Sole Dispositive Power 0 ---------------------------------------------- 8.Shared Dispositive Power 47,246 - --------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 47,246 - --------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - --------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0.33% - --------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - --------------------------------------------------------------------- PN Page 6 of 9 Cusip No. 927651109 13G VIRCO MFG. CORPORATION - --------------------------------------------------------------------- Item 1. Name and Address of Issuer. (a) This statement relates to the shares of the common stock of VIRCO MFG. CORPORATION ("Issuer"). (b) Issuer's address: 2027 Harpers Way, Torrance, CA 90501 Item 2. Filers (a) This statement is filed by WEDBUSH, Inc. ("WI"), Edward W. Wedbush ("EWW") and Wedbush Securities, Inc. ("WS"), Wedbush Opportunity Capital, LLC ("WOC"), and Wedbush Opportunity Partners, LP ("WOP"). (b) Business address of the above filers are as follows: WI - 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 EWW - P.O. Box 30014, Los Angeles, CA 90030-0014 WS - P.O. Box 30014, Los Angeles, CA 90030-0014 WOC- 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 WOP- 1000 Wilshire Blvd., Los Angeles, CA 90017-2457 (c) WI is a California corporation. EWW is a citizen of the United States of America. WS is a California corporation. WOC is a limited liability corporation organized under the laws of the State of Delaware. WOP is a limited parntership organized under the laws of the STate of Delaware. (d) Common stock (e) 927651109 Item 3. Classification of Filers (a) WI is a control person (b) - (j) Not applicable (g) WS is a broker/dealer (b)- (j) Not applicable (b) - (j) Not applicable Page 7 of 9 Item 4. Ownership (a) WI has sole ownership of 755,930 Shares of the Issuer; EWW has sole ownership of 434,374 Shares; WS has sole ownership of 172,262 Shares; WOC has sole ownership of 0 shares; and WOP has sole ownership of 0 shares. (b) Of the Shares outstanding, WI owns approximately 5.32%; EWW owns approximately 3.06%; WS owns approximately 1.21%; WOC owns 0.0%; and WOP owns 0.0%. (c) Number of Shares as to which the filer has: (i) Sole power to vote: WI has sole power to vote on 755,930 Shares; EWW has 434,374 sole Shares; WS has 172,262 sole Shares; WOC has 0 sole shares; WOP has 0 sole shares. (ii) Shared power to vote: WI has 1,409,812 Shares; EWW has 1,409,812 Shares;WS has 1,409,812 Shares; WOC has 47,246 shares; and WOP has 47,246 shares. (iii) Sole power to dispose: WI has sole power to dispose on 755,930 Shares; EWW has 434,374 Shares to dispose;WS has 172,262 Shares to dispose; WOC has has 0 shares; WOP has 0 shares. (iv) Shared power to dispose; WI has 1,724,197 Shares; EWW has 1,724,197 Shares; WS has 1,724,197 Shares; WOC has 47,246 shares; and WOP has 47,246 shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another. Not applicable. Item 7. Identification and Classification of Subsidiary which Acquired the Securities Being Reported on by the Parent Holding Company. Not Applicable. Page 6 of 9 Item 8. Identification and Classification of Members of a Group. Name Category No.ofShares Percentage WEDBUSH,Inc. CO 755,930 5.32% Edward W. Wedbush IN 434,374 3.06% Wedbush Securities, Inc. BD 172,262 1.21% Wedbush Opportunity Capital, LLC OO 0 0.00% Wedbush Opportunity Partners PN 0 0.00% EWW is the Chairman of WI. EWW owns a majority of the outstanding Shares of WI. EWW is the President of WS. WI owns all of the shares of WS. WI owns a majority of WOC. WOC is the general partner and acts as the investment manager for WOP. Accordingly, EWW may be deemed the beneficial owner of the Issuer's Shares owned by WI. However, beneficial ownership of the Issuer's Shares is hereby disclaimed by EWW. Item 9. Notice of Dissolution of Group. Not applicable. Page 7 of 9 Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. WEDBUSH, Inc. 02/11/11 - --------------------------- Date ERIC D. WEDBUSH - ------------------ Eric D. Wedbush - --------------------------- Signature ERIC D. WEDBUSH - ------------------ Eric D. Wedbush/ President - --------------------------- Name/Title Edward W. Wedbush 02/11/11 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Name/Title Page 8 of 9 Wedbush Securities, Inc. 02/11/11 - --------------------------- Date EDWARD W. WEDBUSH - ------------------ Edward W. Wedbush - --------------------------- Signature Edward W. Wedbush/ President - --------------------------- Name/Title Wedbush Opportunity Capital, LLC 02/11/11 - --------------------------- Date ERIC D. WEDBUSH - ------------------ Eric D. Wedbush - --------------------------- Signature ERIC D. WEDBUSH - ------------------ Eric D. Wedbush/ Managing Director - --------------------------- Name/Title Wedbush Opportunity Partners, LP 02/11/11 - --------------------------- Date ERIC D. WEDBUSH - ------------------ Eric D. Wedbush - --------------------------- Signature ERIC D. WEDBUSH - ------------------ Eric D. Wedbush/ Managing Director - --------------------------- Name/Title Page 9 of 9 -----END PRIVACY-ENHANCED MESSAGE-----